Daily · Iran Sanctions & Market Infrastructure · August 18, 2026
Updated sanctions for Iran in Switzerland
FINMA published amendments to Annexes 12, 13, and 14 of the Ordinance on measures against the Islamic Republic of Iran on August 18. While the publication is current, the substantive decision was made on December 12, 2025. Businesses with Swiss operations must immediately assess their counterparts and transactions against these updated annexes to ensure they are not dealing with newly restricted entities or activities. Our read: This is an administrative update to existing sanctions that requires a fresh compliance sweep to avoid penalties.
New EU reporting for non-EU clearing
ESMA has launched a consultation regarding a proposed annual reporting framework under EMIR. This proposal specifically targets clearing members and clients who clear transactions through recognized third-country central counterparties (CCPs)—essentially clearing houses located outside the European Union. For businesses, this signifies a likely increase in operational overhead and data management requirements to meet new transparency standards. Our read: The industry should expect more rigorous oversight of cross-border clearing activity.
Technical shifts in US market operations
The SEC issued several approvals today that impact the plumbing of US financial markets. The National Securities Clearing Corporation (NSCC) has enhanced its Supplemental Liquidity Deposit Rules and Processes, which affects how liquidity is managed and deposited. Simultaneously, the Depository Trust Company (DTC) amended its Redemptions Service Guide and Operational Arrangements, altering which securities are eligible for DTC services.
Additionally, the New York Stock Exchange (NYSE) saw updates to its Listed Company Manual regarding Section 802.01C, and amendments to Rules 7.31, 7.35, and 7.35B were granted immediate effectiveness. Collectively, these changes impact how firms manage collateral, the eligibility of assets for redemption, and the requirements for companies listed on the NYSE. Our read: These updates streamline market infrastructure but require treasury and listing officers to update their internal operational playbooks.
This overview is informational, not legal or compliance advice. Consult your lawyer or compliance specialist on specific decisions.
Sources
This overview is based on official regulator publications for the period:
CH (1)
- FINMA — Aktualisierte Sanktionsmeldung: Islamische Republik Iran — 2026-08-18
EU (1)
- ESMA — ESMA consults on reporting framework for clearing activity at recognised third-country CCPs — 2026-08-18
UK (3)
- UK SI — The Air Navigation (Restriction of Flying) (Billing, Northampton) (Emergency) Regulations 2026 — 2026-08-18
- UK SI — The Air Navigation (Restriction of Flying) (Trawsfynydd) Regulations 2026 — 2026-08-18
- FCA — FCA bans senior manager for lack of honesty and integrity — 2026-08-18
US (16)
- SEC — Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change To A... — 2026-08-18
- SEC — Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17g-2 — 2026-08-18
- SEC — Sunshine Act Meetings — 2026-08-18
- SEC — Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17Ad-3(b) — 2026-08-18
- SEC — Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 6-K-E... — 2026-08-18
- SEC — Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form SF-1 — 2026-08-18
- SEC — Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Amendments to the... — 2026-08-18
- SEC — Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Amend... — 2026-08-18
- SEC — Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17g-1 — 2026-08-18
- SEC — Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17g-1... — 2026-08-18
- SEC — Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving of Proposed Rule C... — 2026-08-18
- SEC — Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Relatin... — 2026-08-18
- plus 4 publications (SEC)